Assurance
Assurance Services
Statutory Audit
Statutory Audit of Banks
Statutory Audit of Companies as per
Companies Act 2013
Opinions and Certifications
- Opinions on Accounting Standard Applicability and Interpretations
- Opinion on Specific Accounting treatments in books of accounts
- Net worth Certifications
- Asset Cover Certifications
RBI Compliance
- Filing of RBI Returns for NBFC’s
- Foreign Assets and Liabilities Returns (FLA Returns)
- ECB Filings
Sarbanes-Oxley Act (SOX) Compliance Services
- Focus on robust internal controls over financial reporting, which finance assurance services can help you implement and assess.
- Provide objective testing and reporting on your internal controls, ensuring SOX adherence.
- SOX compliance lies with management. Finance assurance services can guide and support management in fulfilling this responsibility.
- SOX compliance extends to data security and IT controls. Finance assurance services can help evaluate and strengthen these areas.
- SOX compliance is an ongoing process. Finance assurance services can assist with continuous monitoring, identification of control weaknesses, and implementing improvements.
Physical Verification
- Physical Verification of Fixed Assets
- Physical Verification of Inventory, Spares, Consumables
- Cash Verification
- Currency Chest Verification – Banks
- Stationary Verification in Banks (Cheque, DD, Other Banking documents)
HIPAA
Risk Assessments.
Security Rule Compliance.
In epen ent veri ication o
compliance through testing
and documentation review.
Reduced risk of HIPAA
violations and penalties.
Improved data security and
privacy posture.
Demonstrated
commitment to regulatory
compliance. ISAE 3402
Assistance in obtaining
Certificates from Tax Authorities:
a Lower Wit o ing Tax WHT
Certificate
b) Tax Deduction at Source (TDS)
Certificate
Various Exemption Certificates &
Approvals – such as 12AB, Tax
Residency Certificate (Form IOF)
Setting up of Limited Liability
Partnership (LLP) and conversion
strategies) soc
SOC 1: Reports on internal
controls over financial reporting.
SOC 2: Focuses on controls
related to security, availability,
processing integrity,
confidentiality, or privacy.
SOC 3: Summarizes information
from a SOC 2 report for general
purposes.
SOC 4: Reports on specific
controls relevant to a particular
service or type of business. General IT Controls Review
Identify the control framework
used for the review (e.g., COBI T,
COSO, NIST CSF).
Recognize the different testing
procedures employed, such as
observation, interviews,
documentation review, and
testing of controls.
Risk Assessment.
Reporting and Remediation. Business Responsibility and Sustainability Reporting (BRSR)
A) BRSR Report Preparation
Applicability Assessement BRSR Lite / BRSR ComprehensiveData Collation in accordance with NGRBC PrinciplesAssistance in preparation of BRSR Report as per SEBI
Requirements
B) Policies and Procedures
Development and Review of Mandatory Business Policies as per
SEBI on the following areas:
Integrity and Governance
Policy for handling goods and services & product safety
Stakeholder welfare policyHuman Rights policy Employee welfare and development policy
Public care and regulatory Policy
Growth and equitable development Policy
Consumer value development Policy
C ) Assurance Engagement
Reporting in accordance with ISAE3000 Standards
Accountability 1000Assurance Standard (AAIOOOAS)
Type 1 Reporting
Type 2 Reporting Social Stock Exchange
Registration of NPO with Social Stock Exchange
Assistance in Funding Model Determination and Adoption
CSR Project Audits
Social Impact Assessments
ocial Audits
Compliance to Social Audit Standards Our Experts
VIGNARAJAN RAMASWAMY
Partner
PRIYA ANAND
Partner
CATHERINE KALPANA
Partner
